Shareholder Information

Additional information as at 17 September 2021 required by the ASX and not shown elsewhere in this report is as follows:

  1. Shareholding

    1. Distribution Of Shareholder Numbers

      Ordinary Fully Paid Shares
      Category (Size Of Holding) Total Holders Units % Of Issued Capital
      1-1,000 3,715 1,110,040 2.25
      1,001-5,000 836 1,901,207 3.85
      5,001-10,000 135 985,723 1.99
      10,001-100,000 176 4,776,758 9.67
      100,001 & Over 27 40,636,610 82.24
      Total 4,889 49,410,338 100.0

    2. Shareholdings Held In Less Than Marketable Parcels

      Total Minimum Parcel Size Holders Units
      Minimum $500.00 parcel at $41.71 per unit 3715 231 451

    3. Substantial Shareholdings

      Name No. Ordinary Shares & Amercian Depository Receipts
      The Bank of New York Mellon Corporation1 4,807,380
      A.C.N. 108 768 896 Ltd2 2,927,928
      Ender LLC3 2,340,824
      1. As disclosed in substantial holder notice dated 6 December 2019.
      2. As disclosed in substantial holder notice dated 22 December 2020. This is inclusive of the relevant interest of Dr Philippe Jacques Wolgen, for 2,199,810 quoted ordinary shares, as disclosed in substantial holder notice dated 05 July 2021. Actual registered shareholding as at 17 September 2021 is 2,780,040.
      3. As disclosed in substantial holder notice dated 16 September 2013. Actual registered shareholding as at 17 September 2021 is 2,590,824.

    4. Voting Rights

      1. Ordinary Shares

        Ordinary shares entitle their holder to one vote, either in person or by proxy, at a meeting of the Company

      2. Performance Rights

        Performance Rights have no voting rights

    5. Largest Shareholders

      Position Name Number of ordinary fully paid shares held % held of issued ordinary capital
      1. HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 11,368,759 23.01
      2. BNP PARIBAS NOMINEES PTY LTD ACF CLEARSTREAM 5,942,326 12.03
      3. BNP PARIBAS NOMINEES PTY LTD SIX SIS LTD <DRP A/C> 5,130,894 10.38
      4. J P MORGAN NOMINEES AUSTRALIA PTY LIMITED 3,819,117 7.73
      5. ACN 108 768 896 PTY LTD 2,780,040 5.63
      6. ENDER 1 LLC 2,590,824 5.24
      7. CITICORP NOMINEES PTY LIMITED 2,385,285 4.83
      8. DR PHILIPPE JACQUES WOLGEN 975,511 1.97
      9. BNP PARIBAS NOMINEES PTY LTD <IB AU NOMS RETAIL CLIENT DRP> 856,796 1.73
      10. M BADCOCK AND P CHU SUPERANNUATION FUND PTY LTD 632,947 1.28
      11. NATIONAL NOMINEES LIMITED <DB A/C> 603,990 1.22
      12. DR MARK EDWIN BADCOCK 547,563 1.11
      13. BNP PARIBAS NOMS PTY LTD <DRP> 452,391 0.92
      14. BNP PARIBAS NOMINEES PTY LTD <AGENCY LENDING DRP A/C> 271,419 0.55
      15. BNP PARIBAS NOMS (NZ) LTD <DRP> 241,539 0.49
      16. MERRILL LYNCH (AUSTRALIA) NOMINEES PTY LIMITED 238,237 0.48
      17. MR DAVID WILLIAM TREVORROW 222,222 0.45
      18. TRUEBELL CAPITAL PTY LTD <TRUBELL INVESTMENT FUND> 200,000 0.40
      19. HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2 192,758 0.39
      20. MR DAVID JOHN LEWIS 187,000 0.38
      Totals: Top 20 Holders Of Ordinary Fully Paid Shares (Total) 39,639,618 80.23
      Total Remaining Holders Balance 9,770,720 19.77

  2. Company Secretary

    The name of the Company Secretary is:

    Darren Keamy

  3. Registered Office

    The principle registered office in Australia is:

    Level 11, 535 Bourke Street
    Melbourne, VIC 3000, Australia

    Telephone: +61 3 9660 4900

    Fax: +61 3 9660 4999

    Email: [email protected]

    Website: http://www.clinuvel.com

  4. Register Of Securities

    Computershare Investor Services Pty Ltd
    Yarra Falls, 453 Johnston St, Abbotsford,
    VIC 3067, Australia

    Telephone: +61 3 9415 4000

  5. Australian Securities Exchange Limited

    Quotation has been granted for all the ordinary shares on all Member Exchanges of the Australian Securities Exchange Limited (ASX):

    (ASX: CUV).

    The Company’s shares are also traded on XETRA, an electronic trading system, based in Frankfurt, Germany, under the code UR9.

    In the USA, the Company’s Level 1, American Depositary Receipts (ADRs), trade under the code CLVLY. Each ADR of the Company is equivalent to one ordinary share of the Company, as traded on the ASX. The Bank of New York Mellon is the depositary bank.

  6. Restricted Securities

    Restricted securities on issue at June 30, 2021:
    Nil.

  7. Directory

    NON-EXECUTIVE CHAIR
    Willem Blijdorp

    NON-EXECUTIVE DIRECTORS
    Brenda Shanahan, Dr Karen Agersborg, Susan Smith, Prof Jeffrey Rosenfeld

    MANAGING DIRECTOR AND
    CHIEF EXECUTIVE OFFICER
    Dr Philippe Wolgen

    ACTING CHIEF SCIENTIFIC OFFICER
    Dr Dennis Wright

    CHIEF FINANCIAL OFFICER AND
    COMPANY SECRETARY
    Darren Keamy

    AUDITOR
    Grant Thornton Australia Limited
    Collins Square, Tower 5, Level 22, 727 Collins Street, Melbourne, VIC 3008, Australia

    BANKER
    National Australia Bank (NAB)
    Western Branch, 460 Collins St, Melbourne, VIC 3000, Australia

    LEGAL COUNSEL
    Arnold Bloch Leibler
    Level 21, 333 Collins St, Melbourne, VIC 3000, Australia

    Sidley Austin LLP
    Woolgate Exchange, 25 Basinghall Street, London, EC2V 5HA, United Kingdom

    IP LAWYER
    Dipl.-Ing Peter Farago
    Baadestr 3, Munich 80, Germany

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