Shareholder Information

as at 15 August 2022

  1. Shareholding

    1. Distribution Of Shareholder Numbers

      Ordinary Fully Paid Shares
      Category (Size Of Holding) Total Holders Units % Of Issued Capital
      1-1,000 4,312 1,344,387 2.72
      1,001-5,000 988 2,223,164 4.50
      5,001-10,000 160 1,172,570 2.37
      10,001-100,000 170 4,471,926 9.05
      100,001 & Over 27 40,198,291 81.36
      Total 5,657 49,410,338 100.00
    2. Shareholdings Held In Less Than Marketable Parcels

      Total Minimum Parcel Size Holders Units
      Minimum $500.00 parcel at $19.66 per unit 26 472 4,945
    3. Substantial Shareholdings

      Name No. Ordinary Shares & Amercian Depository Receipts
      The Bank of New York Mellon Corporation1 4,296,472
      A.C.N. 108 768 896 Ltd2 3,120,715
      Ender LLC3 2,340,824
      1. As disclosed in substantial holder notice dated 24 May 2022.
      2. As disclosed in substantial holder notice dated 12 May 2022 which includes the relevant interest of Dr Philippe Wolgen, for 2,199,810 quoted ordinary shares, held in the CLINUVEL Conditional Performance Rights Scheme Trust and the Performance Rights Plan Trust by ACN 108 768 896 Pty Ltd. Actual shareholding as at 15 August 2022 is 3,120,715.
      3. As disclosed in substantial holder notice dated 16 September 2013. Actual shareholding as at 15 August 2022 is 2,590,824.
    4. Voting Rights

      The voting rights attaching to each class of equity securities are set out below

      1. Ordinary Shares

        Ordinary shares entitle their holder to one vote, either in person or by proxy, at a meeting of the Company

      2. Performance Rights

        Performance Rights have no voting rights

    5. Largest Shareholders

      Position Name Number of ordinary fully paid shares held % held of issued ordinary capital
      1. HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 10,891,392 22.04
      2. BNP PARIBAS NOMINEES PTY LTD ACF CLEARSTREAM 6,185,931 12.52
      3. BNP PARIBAS NOMINEES PTY LTD <DRP> 5,852,767 11.85
      4. J P MORGAN NOMINEES AUSTRALIA PTY LIMITED 3,337,853 6.76
      5. ENDER 1 LLC 2,590,824 5.24
      6. CITICORP NOMINEES PTY LIMITED 2,298,420 4.65
      7. ACN 108 768 896 PTY LTD 2,214,810 4.48
      8. BNP PARIBAS NOMINEES PTY LTD <IB AU NOMS RETAIL CLIENT DRP> 1,468,183 2.97
      9. DR PHILIPPE JACQUES WOLGEN 920,905 1.86
      10. NATIONAL NOMINEES LIMITED 647,883 1.31
      11. M BADCOCK AND P CHU SUPERANNUATION FUND PTY LTD 633,447 1.28
      12. DR MARK EDWIN BADCOCK 499,502 1.01
      13. MR DARREN MICHAEL KEAMY 313,588 0.63
      14. MR DENNIS WRIGHT 256,874 0.52
      15. MR DAVID WILLIAM TREVORROW 229,600 0.46
      16. MERRILL LYNCH (AUSTRALIA) NOMINEES PTY LIMITED 218,256 0.44
      17. MR DAVID JOHN LEWIS 187,000 0.38
      18. HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2 184,069 0.37
      19. MR TRENT SHELDON REDDING 181,250 0.37
      20. TRUEBELL CAPITAL PTY LTD <TRUBELL INVESTMENT FUND> 180,000 0.36
      Totals: Top 20 Holders Of Ordinary Fully Paid Shares (Total) 39,292,554 79.52
      Total Remaining Holders Balance 10,117,784 20.48
  2. Company Secretary

    The name of the Company Secretary is:

    Darren Keamy

  3. Registered Office

    The principle registered office in Australia is:

    Level 11, 535 Bourke Street
    Melbourne, VIC 3000, Australia

    Telephone: +61 3 9660 4900

    Fax: +61 3 9660 4999

    Email: [email protected]

    Website: https://www.clinuvel.com

  4. Register Of Securities

    Computershare Investor Services Pty Ltd
    Yarra Falls, 453 Johnston St, Abbotsford,
    VIC 3067, Australia

    Telephone: +61 3 9415 4000

  5. Australian Securities Exchange Limited

    Quotation has been granted for all the ordinary shares on all Member Exchanges of the Australian Securities Exchange Limited (ASX)

    (ASX: CUV).

    The Company’s shares are also traded on XETRA, an electronic trading system, based in Frankfurt, Germany, under the code UR9.

    In the USA, the Company’s Level 1, American Depositary Receipts (ADRs), trade under the code CLVLY. Each ADR of the Company is equivalent to one ordinary share of the Company, as traded on the ASX. The Bank of New York Mellon is the depositary bank.

  6. Restricted Securities

    Restricted securities on issue at June 30, 2022:
    Nil.

  7. Directory

    NON-EXECUTIVE CHAIR

    Willem Blijdorp

    NON-EXECUTIVE DIRECTORS

    Brenda Shanahan, Dr Karen Agersborg, Susan Smith, Prof Jeffrey Rosenfeld, Sir Andrew Likierman

    MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER

    Dr Philippe Wolgen

    CHIEF SCIENTIFIC OFFICER

    Dr Dennis Wright

    CHIEF FINANCIAL OFFICER AND COMPANY SECRETARY

    Darren Keamy

    AUDITOR

    Grant Thornton Australia Limited
    Collins Square, Tower 5, Level 22, 727 Collins Street, Melbourne, VIC 3008, Australia

    BANKER

    National Australia Bank (NAB)
    Western Branch, 460 Collins St, Melbourne, VIC 3000, Australia

    LEGAL COUNSEL

    Arnold Bloch Leibler
    Level 21, 333 Collins St, Melbourne, VIC 3000, Australia

    Sidley Austin LLP
    Woolgate Exchange, 25 Basinghall Street, London, EC2V 5HA, United Kingdom

    IP LAWYER

    Dipl.-Ing Peter Farago
    Baadestr 3, Munich 80, Germany